-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K3A7dlTovWHSYQU+K6nvs1spf/2HC6FtMmV9YqQGbog4ujuV3ds9D9zRSJ6TJPDm O0WlTpmSAGO05LkKThDyPA== 0001047469-98-006479.txt : 19980218 0001047469-98-006479.hdr.sgml : 19980218 ACCESSION NUMBER: 0001047469-98-006479 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NONE GROUP MEMBERS: BERNARD J. LACROUTE GROUP MEMBERS: BROOK H. BYERS GROUP MEMBERS: DOUGLAS P. MACKENZIE GROUP MEMBERS: E. FLOYD KVAMME GROUP MEMBERS: JAMES P. LALLY GROUP MEMBERS: JOSEPH S. LACOB GROUP MEMBERS: KEVIN R. COMPTON GROUP MEMBERS: KLEINER PERKINS CAUFIELD & BYERS VII L P GROUP MEMBERS: KPCB VII ASSOCIATES GROUP MEMBERS: L. JOHN DOERR GROUP MEMBERS: VINOD KHOSLA GROUP MEMBERS: WILLIAM R. HEARST III SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CORIXA CORP CENTRAL INDEX KEY: 0001042561 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 911654387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52635 FILM NUMBER: 98541890 BUSINESS ADDRESS: STREET 1: 1124 COLUMBIA STREET SUIE 200 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2066675711 MAIL ADDRESS: STREET 1: 1124 COLUMBIA STREET SUTIE200 CITY: SEATTLE STATE: WA ZIP: 98104 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KLEINER PERKINS CAUFIELD & BYERS VII L P CENTRAL INDEX KEY: 0000925224 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 943201863 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4152332750 MAIL ADDRESS: STREET 1: 2750 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 SC 13G 1 CORIXA CORPORATION 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (AMENDMENT NO. _____)(1) CORIXA CORPORATION - ------------------------------------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - ------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 00021887F1 - ------------------------------------------------------------------------------- (CUSIP NUMBER) - ---------------------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). CUSIP NO. 00021887F1 13G Page 2 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KLEINER PERKINS CAUFIELD & BYERS VII, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("KPCB VII") (94-3201863) 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA LIMITED PARTNERSHIP 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,364,293 OWNED BY REPORTING 7 SOLE DISPOSITIVE POWER PERSON -0- WITH 8 SHARED DISPOSITIVE POWER 2,364,293 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,364,293 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.1% 12 TYPE OF REPORTING PERSON* PN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 3 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KPCB VII ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("KPCB VII ASSOCIATES") 94-3203783 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA LIMITED PARTNERSHIP 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,364,293 SHARES DIRECTLY HELD BY KPCB VII. OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF REPORTING KPCB VII. PERSON WITH 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,364,293 SHARES DIRECTLY HELD BY KPCB VII. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,364,293 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.1% 12 TYPE OF REPORTING PERSON* PN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 4 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BROOK H. BYERS 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE REPORTING DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE PERSON DIRECTLY HELD BY KLEINER PERKINS CAUFIELD & WITH BYERS VI, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("KPCB VI"). KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES, L.P., A CALIFORNIA LIMITED PARTNERSHIP ("KPCB VI ASSOCIATES") IS THE GENERAL PARTNER OF KPCB VI. MR. BYERS IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. BYERS DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. BYERS IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. BYERS DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,426,966 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 5 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) KEVIN R. COMPTON 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII. OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF REPORTING KPCB VII. MR. COMPTON IS A GENERAL PARTNER OF PERSON KPCB VII ASSOCIATES. MR. COMPTON DISCLAIMS WITH BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. MR. COMPTON IS A GENERAL PARTNER OF KPCB VII ASSOCIATES. MR. COMPTON DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,364,293 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.1% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 6 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) L. JOHN DOERR 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. DOERR IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. DOERR DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. DOERR IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. DOERR DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,426,966 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 7 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) WILLIAM R. HEARST III 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII. OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF REPORTING KPCB VII. MR. HEARST IS A GENERAL PARTNER OF PERSON KPCB VII ASSOCIATES. MR. HEARST DISCLAIMS WITH BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. MR. HEARST IS A GENERAL PARTNER OF KPCB VII ASSOCIATES. MR. HEARST DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,364,293 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.1% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 8 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) VINOD KHOSLA 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KHOSLA IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. KHOSLA DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KHOSLA IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. KHOSLA DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,426,966 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 9 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) JOSEPH LACOB 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER 2,916 OF (INCLUDING OPTIONS EXERCISABLE WITHIN 60 DAYS FOR SHARES 2,916 SHARES) BENEFICIALLY OWNED BY 6 SHARED VOTING POWER REPORTING 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE PERSON DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE WITH DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACOB IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. LACOB DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 7 SOLE DISPOSITIVE POWER 2,916 (INCLUDING OPTIONS EXERCISABLE WITHIN 60 DAYS FOR 2,916 SHARES) 8 SHARED DISPOSITIVE POWER 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACOB IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. LACOB DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,429,882 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 10 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) BERNARD LACROUTE 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACROUTE IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. LACROUTE DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LACROUTE IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. LACROUTE DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,426,966 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 11 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) JAMES LALLY 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LALLY IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. LALLY DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. LALLY IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. LALLY DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,426,966 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 12 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) DOUGLAS J. MACKENZIE 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII. OWNED BY KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF REPORTING KPCB VII. MR. MACKENZIE IS A GENERAL PARTNER PERSON OF KPCB VII ASSOCIATES. MR. MACKENZIE WITH DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. MR. MACKENZIE IS A GENERAL PARTNER OF KPCB VII ASSOCIATES. MR. MACKENZIE DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,364,293 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.1% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 00021887F1 13G Page 13 of 21 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) E. FLOYD KVAMME 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES 5 SOLE VOTING POWER NUMBER -0- OF SHARES 6 SHARED VOTING POWER BENEFICIALLY 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE OWNED BY DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE REPORTING DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES PERSON IS THE GENERAL PARTNER OF KPCB VII. KPCB VI WITH ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KVAMME IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. KVAMME DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 7 SOLE DISPOSITIVE POWER -0- 8 SHARED DISPOSITIVE POWER 2,426,966 SHARES OF WHICH 2,364,293 SHARES ARE DIRECTLY HELD BY KPCB VII AND 62,673 SHARES ARE DIRECTLY HELD BY KPCB VI. KPCB VII ASSOCIATES IS THE GENERAL PARTNER OF KPCB VII. KPCB VI ASSOCIATES IS THE GENERAL PARTNER OF KPCB VI. MR. KVAMME IS A GENERAL PARTNER OF KPCB VII ASSOCIATES AND KPCB VI ASSOCIATES. MR. KVAMME DISCLAIMS BENEFICIAL OWNERSHIP OF THE SHARES HELD DIRECTLY BY KPCB VII AND KPCB VI. 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,426,966 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 20.6% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 14 of 21 Pages ITEM 1(a) NAME OF ISSUER: Corixa Corporation ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 1124 Columbia Street, Suite 200 Seattle, WA 98104 ITEM 2(a)-(c) NAME, ADDRESS AND CITIZENSHIP OF PERSONS FILING: This statement is being filed by KPCB VII Associates, L.P., a California limited partnership ("KPCB VII Associates"), whose principal business address is 2750 Sand Hill Road, Menlo Park, California 94025. The names and business addresses and citizenships of all the general partners of KPCB VII Associates are set forth on Exhibit B hereto. In addition, certain general partners of KPCB VII Associates are also general partners of KPCB VI Associates, L.P., a California limited partnership. KPCB VII Associates is general partner to Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership ("KPCB VII"). KPCB VI Associates is general partner to Kleiner Perkins Caufield & Byers VI, L.P., a California limited partnership ("KPCB VI"). With respect to KPCB VII Associates, this statement relates only to KPCB VII Associates and, for those general partners of KPCB VII Associates who are also general partners of KPCB VI Associates, KPCB VII Associates' indirect, beneficial ownership of the shares of Common Stock of Cardima, Inc. held directly by KPCB VII and KPCB VI (the "Shares") and, with respect to the general partners of KPCB VII Associates, to the extent applicable, to the shares over which each general partner exercises sole voting and dispositive control. The Shares are held directly by KPCB VII and KPCB VI, and KPCB VII Associates and KPCB VI Associates do not directly or otherwise hold any Shares. Management of the business affairs of KPCB VII Associates and KPCB VI, including decisions respecting disposition and/or voting of the Shares, is by majority decision of the general partners of KPCB VII Associates and KPCB VI Associates listed on Exhibit B hereto, each general partner of whom disclaims beneficial ownership of the Shares. Page 15 of 21 Pages ITEM 2(d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2(e) CUSIP NUMBER: 00021887F1 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: Not Applicable ITEM 4. OWNERSHIP. See items 5-11 to cover pages hereto. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Under certain circumstances set forth in the limited partnership agreements of KPCB VII, KPCB VII Associates, KPCB VI and KPCB VI Associates the general and limited partners of such entities may have the right to receive dividends on, or the proceeds from the sale of the Shares of Cardima, Inc. held by such entity. No such partner's rights relate to more than five percent of the class. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable Page 16 of 21 Pages ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable ITEM 10. CERTIFICATION. Not Applicable Page 17 of 21 Pages SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1998 BROOK H. BYERS KPCB VII ASSOCIATES, L.P., A CALIFORNIA KEVIN R. COMPTON LIMITED PARTNERSHIP L. JOHN DOERR WILLIAM R. HEARST III VINOD KHOSLA By: /s/ Kevin R. Compton E. FLOYD KVAMME -------------------------- JOSEPH S. LACOB A General Partner BERNARD J. LACROUTE JAMES P. LALLY KLEINER PERKINS CAUFIELD & DOUGLAS P. MACKENZIE BYERS VII, L.P., A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Michael S. Curry -------------------------- By KPCB VII Associates, L.P., Michael S. Curry a California limited Attorney-in-Fact partnership, its General Partner By: /s/ Kevin R. Compton -------------------------- A General Partner Page 18 of 21 Pages EXHIBIT INDEX
Found on Sequentially Exhibit Numbered Page - ------- ------------- Exhibit A: Agreement of Joint Filing 19 Exhibit B: List of General Partners of KPCB VII Associates 20
Page 19 of 21 Pages EXHIBIT A AGREEMENT OF JOINT FILING The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 10, 1998, containing the information required by Schedule 13G, for the Shares of Corixa Corporation, held by Kleiner Perkins Caufield & Byers VII, L.P., a California limited partnership, and with respect to the general partners, such other holdings as may be reported therein. Date: February 10, 1998 BROOK H. BYERS KLEINER PERKINS CAUFIELD & KEVIN R. COMPTON BYERS VII, L.P., A CALIFORNIA L. JOHN DOERR LIMITED PARTNERSHIP WILLIAM R. HEARST III VINOD KHOSLA By KPCB VII Associates, L.P., JOSEPH S. LACOB a California limited partnership, BERNARD J. LACROUTE its General Partner JAMES P. LALLY DOUGLAS P. MACKENZIE By: /s/ Kevin R. Compton E. FLOYD KVAMME ------------------------------ A General Partner By: /s/ Michael S. Curry ------------------------------- Michael S. Curry Attorney-in-Fact KPCB VII ASSOCIATES, A CALIFORNIA LIMITED PARTNERSHIP By: /s/ Kevin R. Compton ------------------------------- A General Partner Page 20 of 21 Pages EXHIBIT B GENERAL PARTNERS OF KPCB VII ASSOCIATES, A CALIFORNIA LIMITED PARTNERSHIP Set forth below, with respect to each general partner of KPCB VII Associates, is the following: (a) name; (b) business address; and (c) citizenship. 1. (a) Alexander E. Barkas (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 2. (a) Brook H. Byers* (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 3. (a) Kevin R. Compton (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 4. (a) L. John Doerr* (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 5. (a) William R. Hearst III (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen Page 21 of 21 Pages 6. (a) Vinod Khosla* (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 7. (a) E. Floyd Kvamme* (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 8. (a) Joseph S. Lacob* (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 9. (a) Bernard J. Lacroute* (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 10. (a) James P. Lally* (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen 11. (a) Douglas P. MacKenzie (b) c/o Kleiner Perkins Caufield & Byers 2750 Sand Hill Road Menlo Park, CA 94025 (c) United States Citizen - ----------------- * Listed individual is also a general partner of KPCB VI Associates, L.P., a California limited partnership. -----END PRIVACY-ENHANCED MESSAGE-----